ISO/IEC INTERNATIONAL STANDARD 15944-9 Second edition 2023-06 Information technology Business operational view - Part 9: Business transaction traceability framework for commitment exchange Technologies de I'information - Vue opérationnelle des affaires - Partie 9: Cadre de tracabilite des transactions d'affaires pour I'échange d'engagements Reference number IEC ISO/IEC 15944-9:2023(E) ISO @ IS0/IEC 2023 IS0/IEC 15944-9:2023(E) COPYRIGHT PROTECTED DOCUMENT @IS0/IEC2023 All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on or IsoO's member body in the country of the requester. ISO copyright office CP 401 : Ch. de Blandonnet 8 CH-1214 Vernier, Geneva Phone: +41 22 749 01 11 Email: [email protected] Website: www.iso.org Published in Switzerland ii @ IS0/IEC 2023 - All rights reserved IS0/IEC 15944-9:2023(E) @ Contents Page Foreword. .vii Introduction. .vili 1 Scope. .1 2 Normative references .1 3 Terms and definitions .2 4 Abbreviated terms .18 5 Principles and assumptions .18 5.1 Overview.. .18 5.2 Important Open-edi characteristics that provide support for traceability 19 5.3 Principles for traceability 20 5.3.1 Overview of the principles. 20 5.3.2 Traceability principle 1: Unambiguous identification 20 5.3.3 Traceability principle 2: Record-keeping.. 20 5.3.4 Traceability principle 3: Defined level of granularity. 21 5.3.5 Traceability principle 4: Ensuring traceability among parties. 21 5.3.6 Traceability principle 5: Precision in temporal and/or location referencing 21 5.4 Two types of tracking 22 6 Traceability reference model. .22 6.1 General model 22 6.2 Traceability data in business transaction 23 6.2.1 Predefined and structured traceability data .23 6.2.2 Predefined contents of traceability data. 23 6.3 Generalcontent oftraceabilitydata. 25 6.3.1 General rules for identification of BTEs 25 6.3.2 Integration and interoperability of identification schema 26 6.3.3 Identification and description of traceable commitments and non-traceable commitments. 28 6.3.4 Rules governing unambiguous identification of Person in support of traceability requirements .29 6.3.5 Business event. 29 7 Traceability requirements to business transaction components .31 7.1 Overview.. 31 7.2 General requirements 31 7.2.1 Key components of a business transaction 31 7.2.2 Commitmentexchange 31 7.3 Traceability requirements on Person. 31 7.3.1 GeneralreguirementsonPerson 31 7.3.2 Requirements on a regulator 32 7.3.3 Requirements on a buyer.. 32 7.3.4 Requirements on Person as an individual Privacy protection and individualaccessibilityreguirements 32 7.4 Traceability requirements on process. 33 7.5 Traceability requirements on data 34 7.5.1 Overview .34 7.5.2 Traceability data retention .34 7.5.3 State changes. .34 7.5.4 Business transaction ID .34 7.5.5 Unambiguous traceability data .34 7.5.6 Traceability data sharing 35 7.5.7 Master data (in a business transaction) 35 8 Open-edi collaboration space and traceability .35 @ IS0/IEC 2023 - All rights reserved iii IS0/IEC 15944-9:2023(E) 8.1 Overview .35 8.2 Basic Open-edi collaboration space: Independent view of traceability 36 8.3 Collaboration space: Roles of buyer, seller and regulator 36 9 Traceability attributes for Open-edi scenario 37 9.1 Overview. 37 9.2 Template structure and contents 37 9.3 Template for specifying the scope of an Open-edi scenario Traceability requirements perspective. 37 Annex A (normative) Consolidated controlled vocabulary definitions and associated terms, as human interface equivalents (HiEs), English and French language equivalency in the IT standardization context .42 Annex B (informative) Introduction to GS1 Glossary .45 Annex C (informative) Date/time referencing 49 Annex D (informative) Introduction to IS0/IEC 15944-5:2008, Annex D and Annex E regarding business l